Art. II, §4, cl. 1

Impeachment of Executive Officers Clause

Settled · Doctrine · 13 sources

The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors.

Grounds for removal

Clause 4 sets the exclusive grounds for impeaching and removing the President, Vice President, and "all civil Officers of the United States": Treason, Bribery, or other high Crimes and Misdemeanors. Treason is separately defined at Art. III sec. 3; bribery is not defined in the constitutional text. "High Crimes and Misdemeanors" is not limited to indictable criminal offenses — Impeachment power of the House documents historical practice sorting impeachable conduct into three categories: improperly exceeding or abusing the powers of the office, behavior incompatible with the office's function and purpose, and misusing the office for personal gain.

Federalist No. 65 frames impeachable conduct as offenses against the political community rather than the private wrongs ordinary criminal law addresses, which is why the clause's remedy — removal, capped by the Art. I sec. 3 cl. 7 — is political, and the criminal-law remedy is preserved separately rather than merged into the same proceeding. Federalist No. 66 answers the objection that concentrating accusation and trial power in Congress dangerously mixes legislative and judicial authority, arguing the two-thirds conviction threshold and the House's own countervailing powers guard against abuse of the impeachment mechanism itself.

Convention debate: the earliest floor vote for impeachability, 2 June 1787

Seven weeks before the 20 July debate (below) treats impeachability as a genuinely open question, the Committee of the Whole had already voted the executive impeachable once. The same 2 June sitting that rejected Dickinson's proposal to make the executive removable by the national legislature on request of a majority of state legislatures (see Executive Vesting Clause) also voted the executive ineligible for a second term after seven years. Williamson, seconded by Davie, then moved adding to that clause "and to be removable on impeachment & conviction of mal-practice or neglect of duty":

"M^r Williamson 2^{ded} by M^r Davie moved to add to the last clause, the words--'and to be removable on impeachment & conviction of mal-practice or neglect of duty'--which was agreed to." — Notes on the Convention, 2 June 1787

No debate is recorded. This is the Convention's earliest vote putting impeachment into the executive's own clause at all — distinct from, and apparently unremarked upon by, the 20 July session below, where Pinckney and Gouverneur Morris moved to strike impeachment from the ninth resolution as though the question were still unsettled, and Morris's own speech treats impeachability as something the Convention was still deciding rather than something it had already voted twice ago. Madison's Notes do not explain the gap between the 2 June vote and the 20 July debate's premise that impeachability remained undecided; this page records the sequence rather than resolving it. See Madison's Notes on the Convention (Vol. I).

gap

Whether the 2 June language survived, was struck, or was folded into a later resolution before the 20 July debate reopened the question is not established by any source currently in the wiki. Flagged rather than invented.

Convention debate: should the executive be impeachable at all? 20 July 1787

Seven weeks before the Committee of Detail's draft made Treason and Bribery the only impeachable grounds — the starting point for the "maladministration" debate below — the Convention first had to decide whether the executive should be impeachable at any time, or during his term at all. Charles Pinckney and Gouverneur Morris moved to strike the impeachment clause from the ninth resolution outright. Pinckney argued the President "ought not to be impeachable whilst in office." Morris pressed a structural objection distinct from Pinckney's — that the mere power to impeach, whether or not exercised, makes the executive dependent on whoever holds it:

"Is the impeachment to suspend his functions? If it is not, the mischief will go on. If it is, the impeachment will be nearly equivalent to a displacement, and will render the executive dependent on those who are to impeach." — Gouverneur Morris, Notes on the Convention, 20 July 1787

William Davie answered that impeachability was itself the discipline keeping an unimpeachable executive from grasping at reëlection by any means available — "he will spare no efforts or means whatever, to get himself reëlected... he considered this as an essential security for the good behavior of the executive." James Wilson "concurred in the necessity of making the executive impeachable whilst in office." Col. Mason gave the debate's most quoted answer, tying impeachability directly to the elector-corruption fear the Convention had just finished arguing over the executive's mode of election:

"Shall any man be above justice? Above all, shall that man be above it, who can commit the most extensive injustice? ... Shall the man who has practised corruption, and by that means procured his appointment in the first instance, be suffered to escape punishment, by repeating his guilt?" — Col. George Mason, Notes on the Convention, 20 July 1787

Benjamin Franklin answered from comparative history rather than theory — that formal impeachment is a mercy to the executive, not merely a threat, because the historical alternative to a regular removal process is an irregular one:

"History furnishes one example only of a first magistrate being formally brought to public justice. Every body cried out against this as unconstitutional. What was the practice before this, in cases where the chief magistrate rendered himself obnoxious? Why, recourse was had to assassination, in which he was not only deprived of his life, but of the opportunity of vindicating his character. It would be the best way, therefore, to provide in the Constitution for the regular punishment of the executive, where his misconduct should deserve it, and for his honorable acquittal, where he should be unjustly accused." — Benjamin Franklin, Notes on the Convention, 20 July 1787

James Madison gave the session's fullest affirmative case, distinguishing the single-magistrate executive from any multi-member public body on a single-point-of-failure theory of institutional risk:

"Some provision should be made for defending the community against the incapacity, negligence, or perfidy of the chief magistrate. The limitation of the period of his service was not a sufficient security. He might lose his capacity after his appointment. He might pervert his administration into a scheme of peculation or oppression. He might betray his trust to foreign powers... In the case of the executive magistracy, which was to be administered by a single man, loss of capacity, or corruption, was more within the compass of probable events, and either of them might be fatal to the republic." — James Madison, Notes on the Convention, 20 July 1787

Charles Pinckney and Elbridge Gerry closed on opposite sides — Pinckney doubting "the necessity of impeachments" at all, fearing the legislature would "hold them as a rod over the executive"; Gerry answering that "a good magistrate will not fear them," and that "he hoped the maxim would never be adopted here, that the chief magistrate could do no wrong." Gouverneur Morris, changed by his own debate, reversed his motion, giving the clearest founding-era statement in this wiki's holdings of why corruption of electors and incapacity specifically should be impeachable, framed against a monarchical contrast:

"Corrupting his electors, and incapacity, were other causes of impeachment. For the latter he should be punished, not as a man but as an officer, and punished only by degradation from his office. This magistrate is not the king, but the prime minister. The people are the king." — Gouverneur Morris, Notes on the Convention, 20 July 1787

The clause survived, 8-2 (Massachusetts, South Carolina only opposed).

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This is the Convention's own first floor test of impeachability itself, seven weeks before the 8 September debate (below) that assumed impeachability and argued only over its textual grounds. Gouverneur Morris moved to strike impeachment from the Constitution altogether and needed Mason's, Franklin's, and Madison's answers — and his own reflection over the course of the debate — before reversing his own motion on the same day. The Convention's chosen grounds narrowed twice more before ratification: from no fixed textual standard at all (this vote reached only whether, not for what) to Treason and Bribery only (Committee of Detail draft) to the ratified "high Crimes and Misdemeanors" (below).

Convention debate: "maladministration" to "high Crimes and Misdemeanors"

The Constitutional Convention did not arrive at "high Crimes and Misdemeanors" as its first choice. The Committee of Detail's draft limited impeachable grounds to Treason and Bribery only. On 8 September 1787, George Mason objected that this was too narrow:

"Why is the provision restrained to Treason & bribery only? . . . . it is the more necessary to extend: the power of impeachments. He movd. to add after "bribery" "or maladministration"." — Col. Mason, Records of the Federal Convention, 8 Sept. 1787

Madison objected that the proposed term was too indefinite to serve as a workable legal standard:

"So vague a term will be equivalent to a tenure during pleasure of the Senate." — James Madison, Records of the Federal Convention, 8 Sept. 1787

Gouverneur Morris took the opposite view, arguing the addition was unnecessary because periodic election already supplied the check:

"it will not be put in force & can do no harm-- An election of every four years will prevent maladministration." — Gouverneur Morris, Records of the Federal Convention, 8 Sept. 1787

Mason then withdrew "maladministration" and offered the narrower substitute that survived to ratification:

"Col. Mason withdrew "maladministration" & substitutes "other high crimes & misdemeanors"" — Records of the Federal Convention, 8 Sept. 1787

The Convention adopted the amended clause 8–3. The record also shows the clause originally read "against the State"; the words "United States" replaced "State" later the same day "in order to remove ambiguity." This exchange is the direct textual origin of the modern debate over whether "high Crimes and Misdemeanors" reaches only indictable offenses or extends more broadly to breaches of public trust: Madison's objection to "maladministration" was specifically that it would let the Senate remove an officer at its own pleasure — i.e., for policy disagreement rather than misconduct — which is why the Convention rejected the broadest available standard in favor of language borrowed from English parliamentary practice.

The Convention's own Journal — reprinted by Elliot, distinct from Madison's personal notes above — independently confirms both votes, though it names no speaker for either motion:

"It was moved and seconded to insert the words 'or other high crimes and misdemeanors against the state,' after the word 'bribery;' which passed in the affirmative." — Journal of the Federal Convention, 8 Sept. 1787, quoted in Elliot's Debates vol. 1
"It was moved and seconded to strike out the word 'state,' after the word 'against,' and to insert the words 'United States;' which passed unanimously in the affirmative." — Journal of the Federal Convention, 8 Sept. 1787, quoted in Elliot's Debates vol. 1

The Journal's silence on Mason, Madison, and Morris by name is itself informative: it shows the secretary's minutes recorded the Convention's floor actions but not its arguments, which is why Madison's Notes — not the official Journal — remains the sole source for the "maladministration" debate's substance, even though the Journal is an independent, contemporaneous confirmation that the substitution and the state-to-United-States correction actually carried.

Ratification-era gloss on "high Crimes and Misdemeanors"

Evidence of what the ratifying generation understood "high Crimes and Misdemeanors" to mean is sparser than the Convention debate itself, but the state ratifying conventions supply direct testimony. At the North Carolina convention, James Iredell — later a Supreme Court Justice — conceded the standard resists precise definition but tied it to serious public injury rather than technical criminality:

"[Impeachment is] calculated to bring [offenders] to punishment for crime which is not easy to describe, but which every one must be convinced is a high crime and misdemeanor against government. [T]he occasion for its exercise will arise from acts of great injury to the community." — James Iredell, North Carolina ratifying convention, in 4 Elliot's Debates 113

Iredell thought the President impeachable for receiving a "bribe or act[ing] from some corrupt motive or other," but not merely for "want of judgment." Samuel Johnston, then North Carolina's governor and later its first U.S. Senator, agreed impeachment reached only "great misdemeanors against the public."

At the Virginia convention, several delegates argued impeachable offenses were not limited to indictable crimes. Edmund Randolph — soon to be the Nation's first Attorney General — thought impeachment appropriate for a "willful mistake of the heart," but not for merely incorrect opinions, and separately argued a President's violation of the Foreign Emoluments Clause would be impeachable as guarding against corruption. James Madison argued that a President who assembled a minority of states to ratify a treaty at the expense of the others would commit an impeachable "misdemeanor."

James Wilson — a Convention delegate and later a Supreme Court Justice — lectured after ratification that impeachment was confined to "political crimes and misdemeanors, and to political punishments," explaining that impeachments did not come "within the sphere of ordinary jurisprudence. They are founded on different principles; are governed by different maxims; and are directed to different objects." For Wilson, this meant impeachment and removal did not preclude a later criminal trial and punishment for the same underlying conduct — the structural point later codified at Art. I sec. 3 cl. 7.

This ratification-era testimony converges on the same reading Hamilton gives in Federalist No. 65: impeachable conduct is the "misconduct of public men, or in other words . . . the abuse or violation of some public trust," offenses "Political, as they relate chiefly to injuries done immediately to the society itself" — not ordinary indictable crime, and not mere policy disagreement or "want of judgment."

Does "high Crimes and Misdemeanors" require an indictable crime?

Two centuries of impeachment practice have not settled whether "high Crimes and Misdemeanors" requires an indictable violation of law. The historical record instead shows both readings asserted, repeatedly, by whichever side the criminal-versus-noncriminal distinction favors.

The impeachability of conduct that violates no criminal statute was "firmly established" in the impeachment of Judge Robert W. Archbald in 1912, convicted for using his judicial office to arrange profitable business deals with parties likely to appear before his court — behavior that "did not violate any criminal statute and did not appear to violate any laws regulating judges." Judge James H. Peck's 1830 impeachment reached a related non-criminal target: the scope of a judge's common-law contempt power, which Congress narrowed by statute the year after his acquittal. And the omnibus article that convicted Judge Halsted Ritter in 1936 — see Ritter v. United States — rested not on any single indictable act but on a course of conduct found to bring "his court into disrepute" and undermine "the public's confidence in the judiciary."

Yet the House Judiciary Committee's own 1974 investigation of President Nixon shows non-criminality alone does not make conduct impeachable, either — the line the Committee actually drew ran between official and private conduct, not between criminal and non-criminal conduct. The Committee considered and rejected two proposed articles against Nixon: one alleging receipt of government-funded improvements to his private properties in violation of the Domestic Emoluments Clause (Art. II §1 cl. 7), plus tax evasion, and a second alleging concealment from Congress of the Cambodia bombing campaign. Members opposing the tax-evasion article argued that tax fraud "is not the type of behavior 'at which the remedy of impeachment is directed'" — i.e., that private conduct unrelated to the office, even if criminal, may fall outside impeachment's reach precisely because it is not an abuse of official power. The later impeachment of President Clinton split on the same line: the House Judiciary Committee's majority report argued perjury was impeachable "even if committed with regard to matters outside his official duties," while the minority countered that impeachment is reserved for "conduct that constitutes an egregious abuse or subversion of the powers of the executive office," expressly citing the rejected Nixon tax-fraud article as precedent because it "related to the President's private conduct, not to an abuse of his authority as President."

The first impeachment trial of President Trump (2020) put the indictable-crime question to a direct vote. The House impeachment managers argued, "consistent with past impeachment practice," that "high Crimes and Misdemeanors" "need not be indictable criminal offenses." The President's counsel took the opposite position, that an "impeachable offense must be a violation of established law," and that the articles "fail[ed] to allege any crime or violation of law whatsoever, let alone 'high Crimes and Misdemeanors,' as required by the Constitution." Senators divided on the floor along the same lines without resolving it. Senator Ted Cruz: "in the Articles of Impeachment they sent over here, they don't allege any crime whatsoever." Senator David Perdue: "President Trump is the first President ever to face impeachment who was never accused of any crime in these proceedings, whatsoever." But Senate Majority Leader Mitch McConnell, while voting to acquit, rejected the crime-requirement theory on its merits: "I do not subscribe to the legal theory that impeachment requires a violation of a criminal statute, but there are powerful reasons why, for 230 years, every Presidential impeachment did in fact allege a criminal violation." The acquittal resolved nothing on the legal question; several Senators cited the absence of an alleged crime as one reason among several — insufficient House investigation and unproven charges chief among them — for voting to acquit.

The Chase impeachment trial, 1805: a floor construction of the clause's own grammar

Arguing for Judge Samuel Chase's acquittal on the floor of the House, Mr. Hopkinson gave this wiki's earliest direct congressional construction of the phrase, working from the clause's grammar rather than from English practice or founding-era intent. His question was narrow but consequential: does "high" modify only "Crimes," or "Crimes and Misdemeanors" together, given that the adjective sits immediately before "Crimes" alone?

"Although this qualifying adjective 'high' immediately precedes, and is directly attached to the word 'crimes,' yet, from the evident intention of the Constitution, and upon a just grammatical construction, it must also be applied to 'misdemeanors.'" — Mr. Hopkinson, House of Representatives, 21 Feb. 1805

Hopkinson read the alternative as an absurdity the Constitution's own drafters could not have intended — an officer immune from conviction for an ordinary crime unless it happened to be a high crime, yet convictable for the pettiest misdemeanor imaginable:

"If my construction of this part of the Constitution be not admitted, and the adjective 'high' be given exclusively to 'crimes,' and denied to 'misdemeanors,' this strange absurdity must ensue — that when an officer of the government is impeached for a crime, he cannot be convicted, unless it proves to be a high crime; but he may, nevertheless, be convicted of a misdemeanor of the most petty grade." — Mr. Hopkinson, House of Representatives, 21 Feb. 1805

He then grounded the resulting standard in the clause's own company — treason and bribery — and in ordinary legal usage of "misdemeanor," reaching a conclusion that anticipates the indictable-crime side of the modern dispute this page documents below (though on textual grounds distinct from any register there):

"Observe, sir, the crimes with which these 'other high crimes' are classed in the Constitution . . . They stand in connection with 'bribery and corruption' — tried in the same manner, and subject to the same penalties . . . my position remains unimpaired — that the offence, whatever it is, which is the ground of impeachment, must be such a one as would support an indictment. 'Misdemeanor' is a legal and technical term, well understood and defined in law; and in the construction of a legal instrument, we must give words their legal significations." — Mr. Hopkinson, House of Representatives, 21 Feb. 1805

An editorial note appended to the debate records the Senate's own practical resolution of the same question, distinct from Hopkinson's textual argument and closer to Story's later common-law answer (below) than to an indictable-federal-crime standard: "It seems to be the settled doctrine of the high court of impeachment, (the Senate,) that though the common law cannot be a foundation of a jurisdiction not given by the Constitution or laws, that jurisdiction, when given, attaches, and is to be exercised according to the rules of the common law; and that what are, and what are not, high crimes and misdemeanors, is to be ascertained by a recurrence to the great basis of American jurisprudence." The Senate acquitted Chase on every article.

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Hopkinson's grammatical argument and the Senate's common-law gloss both predate Story's Commentaries by nearly three decades and reach a compatible conclusion by different routes: Hopkinson argues from the clause's own internal grammar that "misdemeanor" must carry indictable-offense weight; the Senate's contemporaneous practice looked to common law, not federal statute, to supply that content — the same move Story makes explicitly at § 794-798 (below). Neither source resolves the modern official-conduct-vs-indictable-crime dispute (above); both speak only to whether some legal standard, rather than bare policy disagreement, must ground a conviction.

Story: the common law, not federal statute, defines "high Crimes and Misdemeanors"

Story supplies a founding-adjacent argument for why the indictable-crime reading cannot be correct as a matter of the clause's own logic, independent of any later case or trial. Since neither the constitutional text nor any federal statute defines any offense but treason and bribery as impeachable, a rule requiring a prior positive-law definition would leave the impeachment power almost entirely inoperative:

"Now, neither the constitution, nor any statute of the United States has in any manner defined any crimes, except treason and bribery, to be high crimes and misdemeanors, and as such impeachable... [T]he power of impeachment, except as to the two expressed cases, is a complete nullity; and the party is wholly dispunishable, however enormous may be his corruption or criminality." — Joseph Story, Commentaries on the Constitution § 794 (1833)

Story's own answer is that the common law — not congressional enactment — supplies the operative definition, just as it does for bribery itself, which the Constitution also leaves undefined. He surveys English parliamentary practice and finds many recognized grounds for impeachment that were never reducible to statutory crimes at all: "misleading their sovereign by unconstitutional opinions," "attempts to subvert the fundamental laws," giving a monarch "bad counsel," and "advancing bad" magistrates while removing good ones (§ 798). Congress itself, Story notes, "unhesitatingly adopted the conclusion, that no previous statute is necessary to authorize an impeachment for any official misconduct," and no impeachment tried by 1833 had rested on a charge drawn from a federal criminal statute (§ 797).

Must impeachable conduct be official conduct?

Story identifies, but explicitly declines to resolve, a question distinct from the indictable-crime debate: whether Clause 4 reaches only conduct committed "under color of office," or extends to private misconduct by a sitting officer. He frames the strongest case for reaching non-official conduct through a hypothetical:

"Suppose a judge should countenance, or aid insurgents in a meditated conspiracy or insurrection against the government. This is not a judicial act; and yet it ought certainly to be impeachable. He may be called upon to try the very persons, whom he has aided." — Joseph Story, Commentaries on the Constitution § 802 (1833)

Story records that this exact question was argued, and left unresolved, in the 1799 impeachment trial of Senator William Blount: Blount's defense argued the articles failed to charge him "with having committed any crime, or misdemeanor, in the execution of any civil office held under the United States," while the prosecution answered that nothing in the constitutional text confines impeachment to official acts (§§ 800, 802). The Senate never reached the question, because it dismissed the case on the separate ground that a senator is not a "civil officer" at all (§ 800). Story states plainly that he is not taking a side:

"It is not intended to express any opinion in these commentaries, as to which is the true exposition of the constitution on the points above stated. They are brought before the learned reader, as matters still sub judice." — Joseph Story, Commentaries on the Constitution § 803 (1833)

gap

No source currently in the wiki traces whether this question — impeachable conduct confined to official acts, or extending to private misconduct by a sitting officer — was later settled by Senate practice or scholarly consensus. Flagged rather than resolved.

Who is a "civil officer"?

Clause 4 names the President and Vice President as impeachable by text, but reaches everyone else only through the phrase "all civil Officers of the United States." Neither the constitutional text nor the early historical record precisely delineates that category's boundary. The Constitutional Convention debates do not appear to reveal the scope of who may be impeached beyond the provision's application to the President, and the Federalist Papers — while emphasizing that impeachment checks the Executive (Federalist No. 66) and Judicial Branches (Federalist No. 65, Federalist No. 66) — do not spell out which officials count as civil officers.

Historical practice fills the textual gap

Historical practice, rather than text, has done most of the work of defining the category. Federal judges clearly qualify, since the large majority of impeachment proceedings have targeted them. Congress has also impeached the head of a cabinet-level Executive department — Secretary of War William Belknap, in 1876 — establishing that high-level Executive officers may be reached. But how far down the federal bureaucracy the principle travels remains untested: the House has never impeached anyone below that level. Judicial interpretations of the Appointments Clause — the distinction Buckley v. Valeo (1976) draws between officers who exercise "significant authority" and employees who are merely "lesser functionaries subordinate to the officers of the United States," and the further distinction Edmond v. United States (1997) draws between principal and inferior officers — may shed light on the question by analogy, since they identify who counts as an "Officer of the United States" for Appointments Clause purposes. See Officer of the United States and Principal and Inferior Officers. If that line of cases guides the impeachment inquiry, non-officer "employees" fall outside Clause 4's reach while principal officers, such as a cabinet secretary, fall within it; whether an inferior officer is a "civil officer" for impeachment purposes remains genuinely open, since the House has never impeached one.

No military officer has ever been impeached, consistent with the view of some early constitutional commentary that military officers fall outside the clause. Justice Joseph Story argued in his Commentaries that "civil officers" was not intended to reach military officers: the term is used in the Constitution "in contradistinction to military, to indicate the rights and duties relating to citizens generally, in contradistinction to those of persons engaged in the land or naval service of the government." Story arrives at this reading only after surveying the word "civil"'s several ordinary senses — contrasted with barbarous or savage (civil society, civil government), with criminal (civil process, civil jurisdiction), and with military or ecclesiastical (a civil station, a civil war) — and concluding the Constitution uses it in the last of these senses (§§ 788-789). He gives a separate, functional reason for the exclusion, not just a semantic one: military and naval officers already answer to "a peculiar military code, the laws, rules, and usages of war," a system whose "summary and exclusive jurisdiction" military discipline itself requires, and the Senate would "scarcely possess competent knowledge or experience to decide upon the acts of military men" governed by "mere usage, and custom" rather than the general law an impeachment tribunal is equipped to apply (§ 790).

Members of Congress are not "civil officers"

The Constitution's structure and historical practice both indicate impeachment does not reach Members of Congress. Structurally: Article II, section 3 provides that officers of the United States are commissioned by the President, and Members of Congress receive no such commission; Members may be removed by other means the Constitution explicitly provides (expulsion under Art. I sec. 5 cl. 2); and the Ineligibility Clause, Art. I sec. 6 cl. 2 bars any person "holding any office under the United States" from serving in either house of Congress — implying Members of Congress are not themselves considered officers of the United States.

Congressional practice confirms the structural reading. In 1797 the House impeached Senator William Blount — the first impeachment in the Republic's history. Two years later the Senate concluded, on a divided 14-11 vote, that Blount was not a civil officer subject to impeachment and dismissed the articles for lack of jurisdiction. That determination has been accepted by the House and Senate ever since, and the House has never again voted to impeach a sitting Member of Congress.

Story adds a textual argument of his own for the same conclusion, drawn from the clause's own wording rather than from structural inference elsewhere in the Constitution: the clause names "the president, vice president, and all civil officers" — not "all other civil officers" — which Story reads as enumerating the President and Vice President as distinct from, rather than as included within, the "civil officers" category the clause separately names:

"It says, 'the president, vice president, and all civil officers (not all other civil officers) shall be removed,' etc. The language of the clause, therefore, would rather lead to the conclusion, that they were enumerated, as contradistinguished from, rather than as included in the description of, civil officers of the United States." — Joseph Story, Commentaries on the Constitution § 791 (1833)

If senators and representatives are not "civil officers," Story reasons, then a legislator's collective, official acts cannot be reached by impeachment at all without absurd results — a point he draws from Hamilton's own defense of vesting impeachment trial in the Senate, quoted by Story as bearing on this exact question:

"They could not with more, or with equal propriety, have contemplated the impeachment and punishment of two-thirds of the senate, consenting to an improper treaty, than of a majority of that, or of the other branch of the legislature, consenting to a pernicious or unconstitutional law; a principle, which I believe has never been admitted into any government... [I]t is essential to the freedom, and to the necessary independence of the deliberations of the body, that the members of it should be exempt from punishment for acts done in a collective capacity." — The Federalist, quoted in Joseph Story, Commentaries on the Constitution § 792 (1833)

Story's own view goes further than the pure jurisdictional question the Senate actually decided in Blount: even setting the "civil officer" textual argument aside, he thinks impeaching a legislator for official conduct would be affirmatively dangerous, since short electoral terms already supply accountability and a broader impeachment power over legislators "might furnish many pretexts for an irritated and predominant faction to destroy the character, and intercept the influence of the wisest and most exalted patriots, who were resisting their oppressions" (§ 793).

North Carolina convention: does impeachment reach state officers at all?

Before the Virginia and North Carolina statements quoted above (both drawn from the Annotated Constitution's own citations), the North Carolina convention's floor debate of 24 July 1788 — read directly from Elliot rather than at the Annotated Constitution's remove — argued a logically prior question: not what "high Crimes and Misdemeanors" means, but whether the impeachment power reaches state officers at all. Mr. Bloodworth and Mr. Porter pressed a practical objection distinct from the definitional question: a North Carolina officer accused of oppression would have to be tried "at an immense distance," carrying witnesses hundreds of miles to the seat of government. Mr. J. Taylor sharpened the fear with a concrete hypothetical — a federal tax collector's deputy oppressing a constituent, with no practical redress because impeachment is the only remedy and Congress is too far away:

"If any of these officers shall do wrong, when we come to fundamental principles, we find that we have no way to punish them but by going to Congress, at an immense distance, whither we must carry our witnesses." — Mr. J. Taylor, North Carolina Convention, 24 July 1788

Archibald Maclaine answered first by denying impeachment reaches petty officers at all ("I never heard before that a tax-gatherer was worthy of impeachment... A poor, insignificant, petty officer amenable to impeachment!"), then gave the debate's clearest textual argument for confining the whole impeachment apparatus to federal officers — reading this clause's "civil Officers of the United States" against the Impeachment Judgment Clause's "office... under the United States" as mutually confirming:

"The Constitution says, in one place, that the House of Representatives shall have the sole power of impeachment. In the clauses under debate, it provides that the Senate shall have the sole power to try all impeachments, and then subjoins, that judgment, in cases of impeachment, shall not extend further than to removal from office, and disqualification to hold and enjoy any office of honor, trust, or profit, under the United States. And in the 4th section of the 2d article, it says that the President, Vice-President, and all civil officers of the United States, shall be removed from office on impeachment for, and conviction of, treason, bribery, or other high crimes and misdemeanors. Now, sir, what can be more clear and obvious than this?... Can those be removed from offices, and disqualified to hold offices under the United States, who actually held no office under the United States?... We must suppose that every officer here spoken of must be an officer of the United States. The words discover the meaning as plainly as possible... The sentence which provides that 'judgment, in cases of impeachment, shall not extend further than to removal from office,' is joined by a conjunction copulative to the other sentence, — 'and disqualification to hold and enjoy any office of honor, trust, or profit, under the United States,' — which incontrovertibly proves that officers of the United States only are referred to. No other grammatical construction can be put upon it." — Archibald Maclaine, North Carolina Convention, 24 July 1788

Mr. Bloodworth was unmoved by the textual argument, distrusting not Maclaine's reading but Congress's own future construction of it: "Were he to go to Congress, he might put that construction on the Constitution. But no one can say what construction Congress will put upon it. I do not distrust him, but I distrust them. I wish to leave no dangerous latitude of construction." James Iredell had already framed the underlying federalism premise earlier the same session — distinct from his separate compact-theory speech the same day that Story's Commentaries § 358 later quotes without naming its speaker (see Compact Theory): "When this government is adopted, there will be two governments to which we shall owe obedience. To the government of the Union, in certain defined cases — to our own state government in every other case." Gov. Johnston closed the exchange distinguishing the political remedy from the ordinary legal one: an officer convicted on impeachment would be "stripped of their dignity, and reduced to the rank of their fellow-citizens, and then the courts of common law might proceed against them" — the same removal-plus-separate-criminal-liability structure Clause 4 and the Impeachment Judgment Clause codify.

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Maclaine's grammatical argument here — reading Art. II §4's "civil Officers of the United States" against the Impeachment Judgment Clause's "office... under the United States" as mutually confirming — is the wiki's most direct ratification-era textual case for why Clause 4 does not reach state officers at all, a question distinct from (and logically prior to) the civil-officer boundary questions (military officers, Members of Congress, former officials) treated above.

Are former officials still subject to impeachment trial?

The second impeachment trial of President Trump (2021), after he had already left office, put a related question directly at issue: whether a former official remains subject to Senate trial for conduct during his tenure. The constitutional text does not directly answer this. Former President Trump's attorneys read the clause's command that officers "shall be removed from Office on Impeachment . . . and Conviction" as a "condition precedent" implying trial requires an official still in office to remove. Justice Story's Commentaries voiced a similar doubt, writing that "the language of the constitution may create some doubt, whether \[disqualification] can be pronounced without being coupled with a removal from office" — and extending impeachment to former officials could be read as in tension with the Constitution's deliberate break from the British model, which allowed impeachment of private citizens.

The House managers at the second Trump trial argued the opposite: removal and disqualification are separate, independently available remedies for impeachable misconduct, so an official's departure from office — which forecloses only removal — does not exempt him from the remaining penalty of disqualification. If impeachment did not reach former officials, they argued, Congress could never bar an official from future office as long as he resigned before conviction, gutting an important part of the remedy. The Senate has determined by majority vote on multiple occasions, from the 1876 trial of former Secretary of War Belknap to the 2021 Trump trial, that it retains jurisdiction to try a resigned Executive Branch official. Even so, current disagreement over the underlying legal question may be widespread enough to create a practical obstacle to assembling the two-thirds supermajority a conviction requires, distinct from whatever legal authority the Senate has to proceed.

Story's own discussion, while not directly addressing whether a former officer may still be tried, supplies the founding-era rationale for the opposite baseline rule the modern dispute contests: that the President and Vice President are impeachable while still in office at all — a deliberate American departure from two other available models. England's rule shielded the monarch personally: "the king can do no wrong. His ministers and advisers may be impeached and punished; but he is, by his prerogative, placed above all personal amenability to the laws for his acts" (§ 811). Some early state constitutions went the opposite direction from the federal design, permitting impeachment of the chief magistrate only after he left office:

"[I]n Delaware and Virginia, he was not (under their old constitutions) impeachable, until he was out of office. So that no immediate remedy in those states was provided for gross malversations and corruptions in office; and the only redress lay in the elective power." — Joseph Story, Commentaries on the Constitution § 811 (1833)

Story treats the federal design as superior to both alternatives precisely because it supplies an immediate, in-term remedy rather than deferring accountability to either royal immunity or the next election: it "holds out a deep and immediate responsibility, as a check upon arbitrary power; and compels the chief magistrate, as well as the humblest citizen, to bend to the majesty of the laws" (§ 811). This confirms the design choice the former-officials dispute now contests at its edge — the federal Constitution's animating concern was ensuring a sitting officer could be reached without delay, not limiting the remedy once the officer has already left office, a question Story's text does not directly reach.

Originalist note

Original public meaning ties "high Crimes and Misdemeanors" to English parliamentary impeachment practice rather than to indictable domestic crime — see the English-origins discussion on Impeachment power of the House. The Convention debate above confirms this reading from the drafting history itself: the Framers considered and rejected "maladministration" — the broadest, most policy-facing standard on the table — precisely because Madison judged it functionally equivalent to removal at the Senate's pleasure. "High Crimes and Misdemeanors" was chosen as a narrower, terms-of-art substitute grounded in the English practice already familiar to the delegates, not as a synonym for ordinary indictable crime. The North Carolina and Virginia ratifying-convention statements above, read into this wiki from the Annotated Constitution's own citations to Elliot's Debates rather than from a direct read of the Founders' Constitution excerpt, corroborate that contemporaries understood the standard as reaching serious abuses of public trust and injuries to the community — not mere error or policy disagreement, but also not limited to technically indictable offenses.

gap

The Founders' Constitution TOC for this clause (a1_2_5, "Impeachment Clauses") lists founding-era sources still not read directly into this wiki: Jefferson's Manual of Parliamentary Practice sec. 53; the impeachment provisions of the 1776–77 Virginia, North Carolina, Delaware, New York, and Vermont constitutions; Luther Martin's Genuine Information (1788); Brutus No. 15; A Native of Virginia, Observations upon the Proposed Plan of Federal Government (1788); Madison's Observations on Jefferson's Draft of a Constitution for Virginia (1788); and William Rawle, A View of the Constitution 210–19 (2d ed. 1829). Story's Commentaries §§ 762, 795, 798 (vol. 2) and §§ 788, 801 (vol. 3) are now read via this Annotated Constitution chunk's own citations; the remainder of the range originally flagged (2:758–811) remains unread. The Iredell, Johnston, Randolph, Madison, and Wilson statements above close the North Carolina and Virginia ratifying-convention gap and the James Wilson Lectures on Law gap noted in this callout previously, via the Annotated Constitution's citations rather than a direct excerpt read. Luther Martin's 1804 argument at the Chase impeachment trial has been read (Founders' Constitution Doc. 16) but is not yet cited on this page; it addresses who is subject to impeachment, not the grounds. This note records the remaining gap rather than asserting the unread sources' content.

Relationships

Governing Text
Art. II sec. 4; paired with Art. I sec. 2 cl. 5 (House accusation), Art. I sec. 3 cls. 6–7 (Senate trial and judgment), Art. II sec. 3 (officer commissioning), Art. I sec. 6 cl. 2 (Ineligibility Clause), Art. III sec. 3 (Treason defined)
Derived Doctrine
Impeachment power of the House (three categories of impeachable conduct); Officer of the United States and Principal and Inferior Officers (by analogy, for who is a "civil officer")
Applies Test
Buckley v. Valeo officer-vs-employee test; Edmond v. United States principal/inferior-officer test (borrowed by analogy, not squarely applied by any impeachment holding)
Key Cases
Ritter v. United States (1936) (omnibus, course-of-conduct conviction); Nixon v. United States (1993) (1993) (Senate impeachment judgments unreviewable)
Influences
Federalist No. 65; Federalist No. 66; Founders' Constitution (Records of the Federal Convention, 8 Sept. 1787); Elliot's Debates (Vol. I) (Convention's own Journal, 8 Sept. 1787 — independent, speaker-less corroboration of both votes); Story's Commentaries (common-law basis for high crimes and misdemeanors; civil-officer textual argument; official-conduct-only question left sub judice; sitting-officer rationale)
Limits
Members of Congress are not "civil officers" subject to impeachment (Blount precedent, 1797–1799)
Source
Constitution Transcription (National Archives); Impeachment power of the House; Federalist No. 65; Annotated Constitution

Sources

  • Constitution Transcription (National Archives)
  • Impeachment power of the House
  • Federalist No. 65
  • Federalist No. 66
  • Founders' Constitution
  • Annotated Constitution
  • Constitution Annotated — 2024 Supplement — ArtII.S4.2, Offices Eligible for Impeachment: the Blount precedent, the Belknap and second Trump-impeachment former-officials disputes, and the civil/military-officer distinction
  • Story's Commentaries — Bk. III ch. 10, §§786-803, 811
  • Elliot's Debates (Vol. I) — Convention's own Journal, 8 Sept. 1787: independent corroboration of the "high Crimes and Misdemeanors" substitution and the "against the State"-to-"United States" correction
  • Elliot's Debates (Vol. IV) — North Carolina ratifying convention, 24 July 1788: Taylor's and Bloodworth's jurisdictional-distance objection, Maclaine's grammatical argument that "civil Officers of the United States" excludes state officers, and Iredell's and Johnston's replies
  • Elliot's Debates (Vol. IV) — Judge Samuel Chase's impeachment trial, House of Representatives, 21 Feb. 1805: Mr. Hopkinson's grammatical construction that "high" modifies "misdemeanors" as well as "crimes," and the Senate's own contemporaneous common-law gloss
  • Elliot's Debates (Vol. V) — James Madison's Notes on the Convention, 20 July 1787: the Convention's own first floor test of whether the executive should be impeachable at all (Pinckney's and Morris's motion to strike, Davie, Wilson, Mason, Franklin, Madison, Gerry, and Morris's own reversal), seven weeks before the "maladministration" debate below
  • Madison's Notes on the Convention (Vol. I) — 2 June 1787: Williamson's and Davie's amendment adding impeachment for "mal-practice or neglect of duty," the Convention's earliest recorded vote making the executive impeachable at all