Amend. V

Fifth Amendment

Contested · Text · 8 sources

No person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury, except in cases arising in the land or naval forces, or in the Militia, when in actual service in time of War or public danger; nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb; nor shall be compelled in any criminal case to be a witness against himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without just compensation.

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Doctrine below is drawn from two Founders' Constitution slices: tocs/amendV-VI_criminal_process.md (anchors only — 5 of 53 documents read, shared with Sixth Amendment) for the grand jury, double jeopardy, self-incrimination, and procedural due-process clauses; and tocs/amendV_due_process.md (anchors only — 8 of 27 documents read) for the Takings Clause and a second, earlier anchor on due process.

Original public meaning. Virginia's Declaration of Rights, sec. 8 (12 June 1776), supplies the direct textual precursor for two of this Amendment's clauses: "no man be deprived of his liberty except by the law of the land, or the judgment of his peers," and "he cannot be compelled to give evidence against himself." The English Bill of Rights, sec. 11 (1689), contributes the narrower common-law strand — that "jurors ought to be duly impanelled and returned" — showing the jury guarantees the Fifth and Sixth Amendments elaborate were already secured, in more limited form, in English law a century before ratification.

The House of Representatives' drafting debate of 17 Aug. 1789 shows three of this Amendment's clauses were contested, not assumed. On double jeopardy, the committee draft read "no person shall be subject, in case of impeachment, to more than one trial or one punishment for the same offence" — textually distinct from the ratified "twice put in jeopardy of life or limb." Egbert Benson moved to strike "one trial or," worried the clause as drafted would bar a convict from obtaining a second trial after a successful appeal; Roger Sherman defended the double clause, arguing courts would never try and punish twice for the same offense and that an acquitted defendant should face no second trial, while a defendant who won a reversal was not disadvantaged by getting one. Benson's motion lost by a considerable majority, and the clause proceeded (the ratified "jeopardy of life or limb" language reflects further revision beyond this sitting). On self-incrimination, William Lawrence objected that the clause's protection against compelled self-witnessing was written too broadly and moved to confine it to criminal cases; the motion carried, and the clause "as amended was unanimously agreed to" — this is the direct source of the ratified text's "in any criminal case" limitation. On 18 Aug., the grand jury and vicinage-jury clause (see Sixth Amendment) was adopted without amendment after Aedanus Burke's motion to substitute "district or county" for "vicinage" failed.

Joseph Story's Commentaries (1833), §§ 1778-83, give the fullest founding-era gloss on this Amendment's structure. On the grand jury, Story explains the presentment/indictment mechanics — a jury of "not less than twelve, nor more than twenty-three," at least twelve concurring, endorsing a bill "a true bill" or "not found" — and calls the grand jury "a great security to the citizens against vindictive prosecutions, either by the government, or by political partisans, or by private enemies." On double jeopardy, Story resolves the ambiguity Benson raised in 1789 in Sherman's favor: the clause means "that a party shall not be tried a second time for the same offence, after he has once been convicted, or acquitted... and judgment has passed thereon," but does not bar retrial after a discharged jury, an arrested judgment, or a new trial granted in the defendant's own favor. On self-incrimination, Story frames the privilege as a common-law inheritance whose alternative he treats as barbarism, citing Cicero and Ulpian against compelled confession by torture: "it is well known, that in some countries, not only are criminals compelled to give evidence against themselves, but are subjected to the rack or torture in order to procure a confession of guilt." On due process, Story traces the clause directly to Magna Carta's "nec super eum ibimus, nec super eum mittimus, nisi per legale judicium parium suorum, vel per legem terrae" and to Coke's gloss that per legem terrae ("by the law of the land") means "due process of law, that is, without due presentment or indictment, and being brought in to answer thereto by due process of the common law" — reading the due process clause as an affirmance of common-law procedure, not an independent substantive standard.

Alexander Hamilton's 1787 remarks to the New York Assembly, opposing a bill of attainder-like disqualification, supply the earliest anchor this wiki holds for what "due process of law" itself was understood to mean, predating the federal Bill of Rights by two years. Hamilton reads New York's own 1787 bill of rights — "no man shall be disfranchised or deprived of any right, but by due process of law, or the judgment of his peers" — against Coke's gloss on Magna Carta's per legem terrae, and concludes the phrase has "a precise technical import" confined to "the process and proceedings of the courts of justice": due process "can never be referred to an act of legislature," because an act of the legislature simply declaring a forfeiture is not itself a judicial process. William Blackstone's Commentaries 1:137-38 (1765) supply the underlying English theory Hamilton draws on: the "emphatical words of magna carta," that the king will not sell, deny, or delay right or justice to any subject, guarantee that redress runs through the ordinary courts "by course of law," and that neither the king's prerogative nor arbitrary process may substitute for it — a principle vindicated, Blackstone notes, when the Star Chamber's petition-and-bill procedure was abolished by 16 Car. I. c. 10.

Takings Clause. The Takings Clause's property theory traces to John Locke's Second Treatise, §§138-40 (1689): "the Supream Power cannot take from any Man any part of his Property without his own consent". Because "the preservation of Property being the end of Government, and that for which Men enter into Society," a government that could seize an individual's estate "at pleasure" would defeat the purpose for which men entered society in the first place — Locke extends the same principle to taxation, which requires "the Consent of the Majority, giving it either by themselves, or their Representatives chosen by them". The Continental Congress's Declaration and Resolves (14 Oct. 1774) declares the colonists "entitled to life, liberty and property," and Virginia's Declaration of Rights, sec. 1 (12 June 1776), similarly names "the enjoyment of life and liberty, with the means of acquiring and possessing property" among the inherent rights government exists to secure — both without yet stating a compensation rule for takings specifically.

Vanhorne's Lessee v. Dorrance (C.C.D. Pa. 1795) supplies the founding generation's own working construction of "just compensation," four years after ratification. Riding circuit, Justice Paterson held a Pennsylvania "quieting and confirming act" that divested one set of landholders and vested title in another void: "the legislature... had no authority to make an act divesting one citizen of his freehold, and vesting it in another, without a just compensation". Paterson reasons directly from Lockean property theory and the state's own declaration of rights, and adds that even a compensated taking cannot transfer property from one private citizen to another for the latter's private benefit — only "state necessity" justifies the "despotic power" of eminent domain at all. See Vanhorne's Lessee v. Dorrance.

Barron v. Baltimore (1833) then supplies the founding-adjacent Court's own limit on the Takings Clause's reach: writing within living memory of ratification, Chief Justice Marshall held the Fifth Amendment restrains only the federal government, not the states, because Article I distinguishes explicit state-directed restrictions (sec. 10) from restrictions on the federal government alone (sec. 9), and "These amendments demanded security against the apprehended encroachments of the general government — not against those of the local governments." See Barron v. Baltimore.

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These sources establish the grand jury, double jeopardy, self-incrimination, procedural-due-process, and Takings Clauses' common-law and drafting-history roots, but do not by themselves reach modern doctrine. Miranda v. Arizona and its self-incrimination progeny are now ingested below (annotated-amendments:c24p31), but the substantive due process line running from Lochner v. New York through Griswold v. Connecticut, and the Fourteenth Amendment selective-incorporation doctrine that eventually applied takings and due-process protection against the states despite Barron, remain un-ingested. Story's own §1785 flags an unresolved originalist tension worth preserving: he warns that transplanting "some of the general guards and proceedings of the common law" into a written constitution, without the whole surrounding evidentiary system, risks leaving "little more, than a solemn pageantry" unless the underlying public virtue is present to enforce it.

Modern doctrine (Annotated Constitution, chunks 24-25, Amdt5.1-5.9.10)

Grand Jury Clause. Grand Jury Clause applies only to "capital" or "otherwise infamous" crimes, a status the Court measures by the severity of authorized punishment rather than the sentence imposed. Costello v. United States (1956) holds a facially valid indictment from an unbiased grand jury satisfies the Clause regardless of the sufficiency of the evidence behind it. Hurtado v. California (1884) holds the Clause is not incorporated against the states through the Fourteenth Amendment. A separate exception exempts the land and naval forces, and the militia in actual service, from the indictment requirement, confining "in actual service in time of War or public danger" to the militia alone (Solorio v. United States, 1987).

Double Jeopardy Clause. Double Jeopardy Clause doctrine runs on several distinct tracks. The dual sovereignty doctrine — reaffirmed in Gamble v. United States (2019) after "a chain of precedent linking dozens of cases over 170 years" — permits successive federal and state prosecution for the same conduct because each sovereign's law defines a distinct "offence." Retrial after a mistrial is permitted absent "manifest necessity" concerns or, where the defendant moved for the mistrial, unless the prosecution intended to "goad" the defense into moving for one (Oregon v. Kennedy, 1982). Green v. United States (1957) bars retrial for a greater offense a jury's verdict implicitly acquitted. Acquittals are final without exception, "no matter how erroneous." Multiple punishments for a single transaction require clear legislative intent, tested under the Blockburger v. United States (1932) same-elements rule. Ashe v. Swenson (1970) holds the Clause incorporates collateral estoppel, barring relitigation of an issue a prior acquittal necessarily resolved.

Self-Incrimination Clause. Self-Incrimination Clause doctrine bars compelled testimonial disclosure that could support a criminal conviction or "furnish a link in the chain of evidence" toward one, subject to a required-records exception and a separate withdrawal-of-benefits line (Sullivan, Albertson, Marchetti, Byers) governing regulatory disclosure requirements. Self-Incrimination Immunity Doctrine traces the transactional/use-immunity divide from Counselman v. Hitchcock (1892) to Kastigar v. United States (1972). Miranda Doctrine governs custodial interrogation: Miranda v. Arizona (1966) requires warnings before custodial interrogation, reaffirmed as constitutional in Dickerson v. United States (2000); Rhode Island v. Innis (1980) defines "interrogation"; Edwards v. Arizona (1981) bars police-initiated re-questioning after invocation of counsel; New York v. Quarles (1984) creates a public-safety exception; Griffin v. California (1965) bars prosecutorial comment on a defendant's silence.

Due Process Clause. Due Process Clause doctrine restrains federal deprivations of life, liberty, or property without procedural and substantive due process; the Fourteenth Amendment's identically worded clause carries most of the doctrine's substance and binds the states to the same standard. Historical background (Magna Carta, Coke) is now ingested in full, as is procedural due process (the historical-usage test of Murray's Lessee v. Hoboken Land & Improvement Co., Hurtado v. California's flexible standard, and the modern Mathews v. Eldridge balancing test), immigration due process (folded into Immigration power), military-tribunal due process, and substantive due process (economic regulation, the Fifth Amendment Equal Protection Component founded in Bolling v. Sharpe, federal taxation, marriage, abortion, informational privacy, travel, court access, and utility rate regulation). Void for Vagueness Doctrine (Amdt5.8.1-5.8.3) is also ingested.

Takings Clause. Amdt5.8.4's remainder (the sentencing-vagueness cases Sessions v. Dimaya and United States v. Davis) and Amdt5.9.1-5.9.9 — the Takings Clause's core doctrine on public use, property interests, physical takings, and regulatory takings (Mahon, Penn Central, Loretto, Lucas, Nollan/Dolan) — are now ingested (annotated-amendments:c24p88). Takings Clause doctrine — including the just-compensation enforcement mechanism, the First English Evangelical Lutheran Church v. County of Los Angeles compensation remedy for temporary regulatory takings, and the ripeness rule Knick v. Township of Scott overruled — and its sibling page Regulatory Takings Doctrine have grown enough case law to warrant their own concept pages, split from this one the same way Grand Jury Clause and Double Jeopardy Clause were split out.

Relationships

Governing Text
Amend. V
Derived Doctrine
Sixth Amendment (shares the same 17-18 Aug. 1789 drafting debate and Story's §§1778-87); Grand Jury Clause; Double Jeopardy Clause; Takings Clause; Regulatory Takings Doctrine; Self-Incrimination Clause; Self-Incrimination Immunity Doctrine; Miranda Doctrine; Due Process Clause; Void for Vagueness Doctrine; Fifth Amendment Equal Protection Component
Key Cases
Vanhorne's Lessee v. Dorrance (just-compensation limit on takings); Barron v. Baltimore (Bill of Rights does not bind the states); Costello v. United States; Hurtado v. California; Gamble v. United States; Oregon v. Kennedy; Green v. United States; Blockburger v. United States; Ashe v. Swenson; Miranda v. Arizona; Counselman v. Hitchcock; Kastigar v. United States; Murray's Lessee v. Hoboken Land & Improvement Co.; Mathews v. Eldridge; Bolling v. Sharpe; Shaughnessy v. United States ex rel. Mezei; Demore v. Kim; Jennings v. Rodriguez; Johnson v. United States (2015); Berman v. Parker; Kelo v. City of New London; Pennsylvania Coal Co. v. Mahon; Penn Central Transportation Co. v. City of New York; Loretto v. Teleprompter Manhattan CATV Corp.; Lucas v. South Carolina Coastal Council; Nollan v. California Coastal Commission; Dolan v. City of Tigard
Derived Doctrine
Property Rights (Locke's labor theory and Blackstone's compensation principle underlying the Takings Clause)
Limits
Barron v. Baltimore limits this Amendment's reach to the federal government alone
Source
Amendments Transcription (National Archives); Founders' Constitution; Annotated Constitution (chunks 24-25)

Sources

  • Amendments Transcription (National Archives)
  • Founders' Constitution — Amendments V and VI
  • Founders' Constitution — Amendment V, Due Process and Takings
  • Annotated Constitution — Amdt4.7.3, p. 1685
  • Annotated Constitution — Amdt5.9.10
  • Annotated Constitution — Amdt5.4-5.5.1
  • Annotated Constitution — Amdt5.5.2-5.8.3
  • Annotated Constitution — Amdt5.8.4-5.9.9