Art. I, §8, cl. 10

Define and Punish Clause

Settled · Doctrine · 2 sources

Original public meaning

The clause closes a specific Confederation-era gap. Under the Articles, Congress held only "the sole and exclusive power... of appointing courts for the trial of piracies and felonies committed on the high seas" — not the power to define or punish them. An earlier Confederation Congress committee (Randolph, Duane, Witherspoon, Nov. 1781) had already flagged the deeper problem: "the scheme of criminal justice in the several states does not sufficiently comprehend offenses against the law of nations," warning that disavowing a citizen's transgression would be received "with reluctance and suspicion, if regular and adequate punishment shall not have been provided against the transgressor."

The Convention's drafting history shows the clause's now-plain text was contested word by word. On 17 August 1787, the Committee of Detail draft read "To declare the law and punishment of piracies and felonies." Madison moved to strike "and punishment"; Mason objected on rule-of-strict-construction grounds and doubted taking the power "wholly from the States." After that motion carried 7-3, Gouverneur Morris moved to substitute "punish" for "declare the law," which also carried 7-3. Madison and Randolph then moved to insert "define" before "punish" — Wilson thought "felonies" already "sufficiently defined by Common law," but Madison countered that felony at common law was "vague" and that, absent a national definition, "citizens of different States would be subject to different punishments for the same offence at sea." Gouverneur Morris preferred "designate" to "define," reasoning "define" was "limited to the preexisting meaning," but the Madison-Randolph motion carried. Ellsworth then folded in the counterfeiting and law-of-nations language, agreed to nem con. On 14 September, Morris tried once more to strike "punish" before "offences agst. the law of nations" so those offenses would be definable as well as punishable; Wilson opposed, warning that purporting to "define the law of nations which depended on the authority of all the Civilized Nations of the World, would have a look of arrogance" — but Morris's motion to strike "punish" nonetheless passed, 6-5.

Madison's Federalist No. 42 frames the clause as needed for certainty and uniformity rather than novel federal reach: "the definition of piracies might perhaps without inconveniency, be left to the law of nations," but felony was "a term of loose signification even in the common law of England" and "varies in each with every revision of its criminal laws," so only a single national definition could avoid a "dishonorable and illegitimate" reliance on any one jurisdiction's code. St. George Tucker's 1803 Blackstone annotations add a structural limit later commentators sometimes elide: Congress is "not entrusted with a general power over" crimes generally, but only "a few offences... selected from the great mass" — piracy, high-seas felony, and law-of-nations offenses — with "all felonies and offences committed upon land" otherwise "reserved to the states."

Story's Commentaries §§1153-62 supply the clause's fullest originalist gloss. Story treats "piracy" as needing no definition at all in principle — "piracy is perfectly well known and understood in the law of nations... a pirate being deemed an enemy of the human race" — so that the word "define" attaches to piracy chiefly out of drafting caution, not necessity. "Felony," by contrast, genuinely required definition, being "a term of loose signification, even in the common law," while offenses against the law of nations required it because that law "cannot with any accuracy be said to be completely ascertained, and defined in any public code, recognized by the common consent of nations." Story also fixes "high seas" as reaching "not only the waters of the ocean, which are out of sight of land, but the waters on the sea coast below low water mark" — the Blackstone/Hale admiralty baseline the Convention never itself debated.

gap

No founding-era source in the wiki records floor debate on the clause's territorial or jurisdictional reach beyond the "high seas" definition Story supplies from Blackstone and Hale; the wiki has not yet ingested Wilson's Of the Law of Nations lecture or Kent's Commentaries excerpts (Documents 5, 11) in enough depth to confirm whether either adds an independent originalist gloss on the clause's outer limits.

Relationships

Governing Clause
Art. I §8 cl. 10
Key Cases
United States v. Smith, United States v. Flores
Limits
the offense must fall within piracy, high-seas felonies, or the law of nations; Congress defines but does not create the law of nations from nothing

Sources

  • Constitution Annotated
  • Founders' Constitution